REPORTING CONCERNS

Any person may report a concern in writing or orally by communicating it to one of the following:

  • Your manager
  • Compliance (supervised by the General Counsel unless another person has been designated by the Board)
  • Human Resources
  • The General Counsel
  • For accounting, auditing and financial disclosure related concerns: Audit Committee, Applied Blockchain, Inc., 3811 Turtle Creek Blvd., Suite 2100, Dallas, TX 75219, Attention: Audit Committee Chair
  • Email to Audit Committee: reporting@appliedblockchaininc.com

If you submit a concern orally to your manager, Compliance, Human Resources, the General Counsel or the Audit Committee, you should request written acknowledgment that you have submitted a concern.

All reported concerns will be reviewed by Compliance, and concerns regarding accounting, auditing and financial disclosure will also be communicated to the chair of the Audit Committee.

Confidential Reporting

You may request that your report of a concern through any of the channels listed above be treated confidentially subject to the Company’s interests in properly investigating the concern and/or taking other action to protect the health and safety of individuals and the Company’s interests.

Anonymous Reporting

You may also report concerns anonymously to:

  • For accounting, auditing and financial disclosure related concerns: Audit Committee, Applied Blockchain, Inc., 3811 Turtle Creek Blvd., Suite 2100, Dallas, TX 75219, Attention: Audit Committee Chair

If you submit a concern anonymously, please ensure that you provide sufficiently detailed information to enable the concern to be properly investigated (including, for example, details relating to the facts underlying the concern and the person(s) involved).